Tag:SEC

New Hires and Partners at Hall Estill, Parker Lipman, Haynes and Boone, Recht Kornfeld

This week, Hall Estill hired a former SEC director, Erica White announced her solo practice, Denver firms promoted partners and more.

Courts: 10th Circuit Court of Appeals Opinion from July 28

The 10th Circuit affirmed a district court order freezing around $35 million in assets in a case involving the U.S. Securities and Exchange Commission.

Court Opinions: 10th Circuit Court of Appeals Opinions for the Week of April 25

The 10th Circuit issued an opinion in a case about if an audio software company violated securities laws by fabricating statements about a relationship with Apple.

Firms Add SEC and Water Court Vets, Updates to Judicial Nominating Commissions

Holland & Hart and Brownstein both added attorneys this week, plus Gov. Polis announced two appointments to judicial district nominating commissions.

Lucy Stark to Serve as Holland & Hart Managing Partner

Holland & Hart is seeing a change in its firm leadership for the second time this fall. The Denver-based law firm announced Dec. 16 that...

Up And Coming Lawyers: Clark Yeh

Since Clark Yeh took up distance running 10 years ago, he’s now completed about 20 marathons. These have included the Pikes Peak Marathon, which...

SEC Calling

Finders — people or entities who refer potential investors to a company issuing its own securities to raise capital—face the issue of whether they...

SEC Calling: The Trouble With Finders in Connection With the Sale of Securities

Picture this: You have a successful business that has grown over the years, but you have hit a wall. Your growth has become stagnant...