Tag:SEC

SEC Calling

Finders — people or entities who refer potential investors to a company issuing its own securities to raise capital—face the issue of whether they...

SEC Calling: The Trouble With Finders in Connection With the Sale of Securities

Picture this: You have a successful business that has grown over the years, but you have hit a wall. Your growth has become stagnant...

Crowdfunding for Companies

In a Colorado Law Talks event, hosted by Akerman on Sept. 11, University of Colorado Law School Professor Andrew Schwartz presented his research on...

CTLA Announces New Officers

The Colorado Trial Lawyers Association on Wednesday announced the election of Michael Nimmo of Denver Trial Lawyers – Wahlberg Woodruff Nimmo & Sloane as...

Updating Old Regulations for New Technology

When can a digital token trade that may look a lot like a security at first glance get an exemption from Colorado’s securities law?...

Insurance Coverage for Cryptocurrency Risks

Tom Tenenbaum recently authored an article published in Law Week Colorado about the broad range of risks posed by cryptocurrencies. This follow-up article discusses...

Traveling Light

At the end of 2018, legal services were said to be at a high point. But many economic forecasts say that might not continue...

Walmart Settles Long-Running FCPA Allegations

The world’s largest retailer can finally close the book on its closely-watched Foreign Corrupt Practices Act case. Walmart will pay $282 million to settle allegations...