Tag:SEC
Opinion
SEC Calling
Finders — people or entities who refer potential investors to a company issuing its own securities to raise capital—face the issue of whether they...
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Opinion
SEC Calling: The Trouble With Finders in Connection With the Sale of Securities
Picture this: You have a successful business that has grown over the years, but you have hit a wall. Your growth has become stagnant...
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Community
Crowdfunding for Companies
In a Colorado Law Talks event, hosted by Akerman on Sept. 11, University of Colorado Law School Professor Andrew Schwartz presented his research on...
People
CTLA Announces New Officers
The Colorado Trial Lawyers Association on Wednesday announced the election of Michael Nimmo of Denver Trial Lawyers – Wahlberg Woodruff Nimmo & Sloane as...
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News
Updating Old Regulations for New Technology
When can a digital token trade that may look a lot like a security at first glance get an exemption from Colorado’s securities law?...
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Opinion
Insurance Coverage for Cryptocurrency Risks
Tom Tenenbaum recently authored an article published in Law Week Colorado about the broad range of risks posed by cryptocurrencies. This follow-up article discusses...
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Features
Traveling Light
At the end of 2018, legal services were said to be at a high point. But many economic forecasts say that might not continue...
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Corporate Counsel Insight
Walmart Settles Long-Running FCPA Allegations
The world’s largest retailer can finally close the book on its closely-watched Foreign Corrupt Practices Act case.
Walmart will pay $282 million to settle allegations...
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